Case number: OIC-59353-R8R9C2

Whether the CCPC was justified in its decision to grant a request affecting the interests of the Company FGH

11 December 2019


This review arises from a decision made by the CCPC to grant a request to which section 38 of the FOI Act applies. Section 38 applies to cases where, at some stage in the decision making process, the public body has formed the view that the record(s) in question qualify for exemption under one or more of the relevant exemptions in the FOI Act (i.e. sections 35, 36 and 37 - relating to information that is confidential, commercially sensitive, or personal information about third parties, respectively) but that the record(s) should be released in the public interest.

Where section 38 applies, the public body is required to notify an affected third party before making a final decision on whether or not the exemption(s), otherwise found to apply, should be overridden in the public interest. The requester, or an affected third party, on receiving notice of the final decision of the public body, may apply directly for a review of that decision to this Office.

On 10 September 2019, the CCPC received a request seeking access to all correspondence and records held by the CCPC related to fire safety issues with cars, from the start of 2018 to date. On the following day the requester notified the CCPC by email that the date for the request should be amended to the start of 2019.

The CCPC formed the opinion that the request was one to which section 38 of the FOI Act applied and wrote to the applicant on 17 October 2019 inviting a submission on the possible release of certain records. The CCPC did not receive a submission and, by letter dated 11 November 2019, it notified the applicant of its decision to grant the request. The applicant sought a review by this Office of that decision by letter dated 22 November 2019.

Analysis and Findings

Section 38(2)

Section 38(2) provides that the head of a public body shall, not later than two weeks after the receipt of the request, notify any relevant third parties:

"(i) of the request and that, apart from this section, it falls, in the public interest, to be granted,

(ii) that the person may, not later than 3 weeks after the receipt of the notification, make submissions to the head in relation to the request, and

(iii) that the head will consider any such submissions before deciding whether to grant or refuse to grant the request."

Under section 38(3) the body may extend that period by a further period of two weeks if it considers that the request relates to such number of records or the number of persons required to be notified is such that compliance with the two-week time frame is not reasonably possible. It appears that no such extension was sought under section 38(3) in this case.

The records received by this Office indicate that the CCPC did not formally contact the affected third party, as provided for at section 38(2), until 17 October 2019, 5 weeks after receipt of the request. Under section 38(2), the applicant should have been formally notified by 25 September 2019 at the latest.

The CCPC also failed to notify the requester with their decision within the timeline outlined in section 38(5) of the Act.

It is clear that the CCPC did not comply with the section 38 requirements in this case. I am concerned at the delay that has arisen for both the requester and the applicant in receiving a binding determination on the matter as a result of the CCPC’s failure to correctly apply those requirements. While I am reluctant to take any action that adds further to that delay, I find that the decision of the CCPC should be annulled in light of its failure to properly comply with the requirements of section 38. The effect of this is that the CCPC will have to conduct a new, first instance decision-making process in which it can apply the section 38 requirements of the Act correctly.

I would also like to bring the attention of the CCPC to the step by step guide to the application of section 38 (including some letter templates) provided by the Central Policy Unit of the Department of Public Expenditure and Reform which is available at This Office has also published guidance on section 38 on, which contains a useful commentary on the Section 38 provisions.


Having carried out a review under section 22(2) of the FOI Act, I hereby annul the decision of the CCPC in the matter and direct it to conduct a new decision making process which complies with the requirements of Section 38 of the Act.

Should a valid application be received from any party in relation to the new decision, this Office will endeavour to process that application as quickly as possible and in consideration of the interests of all affected parties.

Right of Appeal

Section 24 of the FOI Act sets out detailed provisions for an appeal to the High Court by a party to a review, or any other person affected by the decision. In summary, such an appeal, normally on a point of law, must be initiated not later than four weeks after notice of the decision was given to the person bringing the appeal.



Stephen Rafferty

Senior Investigator